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Securities regulation in the United States
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911	Blanket Order No[removed]iN THE MATTER OF THE SECURITIES ACT, R.S.N.S. 1989, CHAPTER 418, AS AMENDED (the Act) -ANDN THE MATTER OF THE SANCTION PAYMENT STATUS REPORT ORDER Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-10-22 09:40:22 Financial regulation Economy of the United States United States United States securities law Disgorgement Securities Act
912	MOHEGAN TRIBAL GAMING AUTHORITY ANNOUNCES EXTENSION OF EARLY TENDER DATE IN ITS PRIVATE EXCHANGE OFFERS Uncasville, Connecticut, February 13, 2012 – The Mohegan Tribal Gaming Authority, or the Authority, the owner and Add to Reading List Source URL: newsroom.mtga.com Language: English - Date: 2012-02-13 09:04:27 United States securities law Algonquian peoples 73rd United States Congress Mohegan Sun Mohegan Indian Tribe Mohegan people Regulation D Securities Act Uncasville Connecticut Connecticut United States Securities and Exchange Commission Montville Connecticut
913	MOHEGAN TRIBAL GAMING AUTHORITY ANNOUNCES EXTENSION OF EARLY TENDER DATE IN ITS PRIVATE EXCHANGE OFFERS Uncasville, Connecticut, February 16, 2012 – The Mohegan Tribal Gaming Authority, or the Authority, the owner and Add to Reading List Source URL: newsroom.mtga.com Language: English - Date: 2012-02-16 10:22:42 United States securities law Algonquian peoples 73rd United States Congress Mohegan Sun Mohegan Indian Tribe Mohegan people Regulation D Securities Act Uncasville Connecticut Connecticut United States Securities and Exchange Commission Montville Connecticut
914	Securities Act CHAPTER 418 OF THE REVISED STATUTES, 1989 as amended by 1990, c. 15, ss[removed]; 1996, c. 32; 2001, c. 18; 2001, c. 41, ss[removed]; 2002, c. 39; 2003, c. 7, s. 6; 2005, cc. 26, 27; 2006, c. 46, ss. 1-31, 33- Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-05-07 16:36:14 Investment Finance United States securities law 73rd United States Congress United States Securities and Exchange Commission Securities Act Prospectus Security Securities regulation in the United States Stock market Financial economics Securities
915	MULTILATERAL INSTRUMENT[removed]ISSUERS QUOTED IN THE U.S. OVER-THE-COUNTER MARKETS TABLE OF CONTENTS PART 1 – DEFINITIONS AND REPORTING ISSUER DESIGNATION AND DETERMINATION 1. Definitions Add to Reading List Source URL: www.albertasecurities.com Language: English - Date: 2014-11-19 19:15:33 Financial economics Stock market Investment Financial regulation New Deal Securities Act Security Securities Exchange Act Issuer United States Securities and Exchange Commission United States securities law 73rd United States Congress
916	MOHEGAN TRIBAL GAMING AUTHORITY ANNOUNCES EXTENSION OF EARLY TENDER DATE IN ITS PRIVATE EXCHANGE OFFERS Uncasville, Connecticut, February 14, 2012 – The Mohegan Tribal Gaming Authority, or the Authority, the owner and Add to Reading List Source URL: newsroom.mtga.com Language: English - Date: 2012-02-14 09:40:52 United States securities law Algonquian peoples 73rd United States Congress Mohegan Sun Mohegan Indian Tribe Mohegan people Regulation D Securities Act Uncasville Connecticut Connecticut United States Securities and Exchange Commission Montville Connecticut
917	New Mexico Regulation and Licensing Department SECURITIES DIVISION T on ey An a ya Bu i ld in g ▪ 2550 Cer ri llos Ro ad ▪ P.O . Box 25101 ▪ Sa nt a Fe, N ew Mexi co[removed]-4580 ▪ Fax[removed]7 Add to Reading List Source URL: www.rld.state.nm.us Language: English - Date: 2014-10-29 17:28:54 Securities fraud Financial system Securities regulation in the United States North American Securities Administrators Association Pearlasia Gamboa Financial economics Finance United States securities law Corruption Securities
918	Headnote Application for relief from the requirements in the Companies Act (Nova Scotia) that the applicant appoint an auditor, obtain an audit of its financial statements and attach a report of the auditor to the financ Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-05-07 16:35:46 Auditing Corporate governance Financial regulation Business Securities Act Law Audit committee Wells Fargo U.S. Securities and Exchange Commission United States securities law United States Securities and Exchange Commission 73rd United States Congress
919	Commission on the Regulation of U.S. Capital Markets in the 21st Century Report and Recommendations An independent, bipartisan Commission established by the U.S. Chamber of Commerce Add to Reading List Source URL: www.centerforcapitalmarkets.com Language: English - Date: 2014-06-11 19:50:26 Finance Accountancy Corporate governance Financial markets United States corporate law Sarbanes–Oxley Act U.S. Securities and Exchange Commission Capital market Securities Exchange Act Auditing United States securities law Business
920	MOHEGAN TRIBAL GAMING AUTHORITY ANNOUNCES EXTENSION OF EARLY TENDER DATE IN ITS PRIVATE EXCHANGE OFFERS Uncasville, Connecticut, February 7, 2012 – The Mohegan Tribal Gaming Authority, or the Authority, the owner and o Add to Reading List Source URL: newsroom.mtga.com Language: English - Date: 2012-02-07 10:36:00 United States securities law Algonquian peoples 73rd United States Congress Mohegan Sun Mohegan Indian Tribe Securities Act Regulation D Mohegan people Uncasville Connecticut Connecticut United States Securities and Exchange Commission Montville Connecticut

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